Firms such as Carson Group, Morgan Stanley, Morningstar and Merrill are taking vastly different approaches to naming their AI ...

A recent FINRA Investor Education Foundation report, "How Gen X Compares Financially to Other Generations: Doing Alright but Feeling Bad," found few born between 1965 and 1980 reported positive ...

The regulators' organization is also seeking to let state regulators enforce the same Reg BI conduct standard that federal ...

At the start of November, wealth managers and their clients stood watching and waiting as America decided its next president.

In October's roundup of pressing issues in the wealth management space, learn about the CFP Board's problematic advertising ...

The two firms are among the many wealth managers now being sued over allegations that they failed to obtain fair returns for their clients on their uninvested cash.

AI-powered YourStake has since expanded into a comprehensive advisor platform, offering portfolio analytics and meeting ...

The president of Merit Financial Advisors said deciding to merge her previous firm instead of following a succession plan allowed her to shift perspective.

In trying to claim the title "No. 1 global wealth manager," Citi is putting a lot of stock in its ability to secure client ...

The adjustments reflect how inflation is slowing down and upcoming changes to the rules based on the Secure 2.0 Act and the Tax Cuts and Jobs Act.

Total U.S. annuity sales increased 29% year over year to $114.6 billion in the third quarter of 2024, marking the 16th ...

An industry survey of 200 compliance officers showed that a mere 12% of respondents currently using AI said they also adopted ...